Compliance officer and firm each fined £25,000 for multiple rule breaches
Residual balances left unchecked, client account shortfalls and non-compliance with AML regulations.
City solicitor's KC slams 'defective' SRA as tribunal throws out allegation
Defending a Baker McKenzie lawyer, Greg Treverton-Jones KC accuses 'inconsistent' regulator of trying to ‘throw the book’ at his client.
Friends reunited as SRA chief jumps ship
Deputy chief executive Juliet Oliver moves on after 10 years at the regulator.
SRA shuts down high-profile influencer's firm over dishonesty suspicion
Regulator had already brought prosecution against entrepreneur, author and podcaster, who has been suspended.
Beware the rising tide of environmental and human rights litigation
Companies face complex challenges as ESG-related legislation and regulation becomes an ever-increasing focus for governments and regulators across the globe.
FCA broadens approach to disclosure
Financial regulation.
25 things for solicitors to look out for in 2025
Post Office Inquiry's ramifications for professional ethics, M&A mania, a busy year in the Supreme Court and the Law Society's bicentenary.
Feeding the machine
James Wilson reviews Chris Reed's AI Fairness and Beyond: Law, Regulation and Technology.
Ethics 101
Regulators must ask themselves what role they play in the wider ethical ecosystem of the law.
Letters: Increased funding for the SFO
The Serious Fraud Office has been given an extra £9.3m of funding to improve its case management and evidence handling.
Embattled and error-prone SRA needs a total reset
Regulation gone wrong: the watchdog needs to revert to doing what it is supposed to do.
