All Regulation and compliance articles – Page 82
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NewsCMCs begin new regime with regulators seeking cowboy clampdown
Financial Conduct Authority confirms 900 companies want to continue operating in sector.
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NewsAvoid ‘mission creep’ of BSB and Bar Council overlap, regulator urged
Bar Council and Bar Standards Board have ’obvious areas’ where work is overlapping.
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NewsJudge asks: Why treat lack of integrity more leniently than dishonesty?
High Court judgment raises issue of why loss of integrity is not penalised as seriously at Solicitors Disciplinary Tribunal.
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NewsSolicitor led 'Ponzi' ruse to suck investors into doomed scheme, tribunal hears
SRA alleges Charles Valentine Fraser-Macnamara allowed misrepresentations to be made to potential investors.
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NewsSRA urged to push government for greater fining powers
Call comes as LSB reports favourably on the SRA’s enforcement strategy.
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FeaturePaid to persuade
For decades, government and public affairs practices in UK law firms trailed US-style lawyer-lobbyists. But with Brexit looming large they have been catching up, writes Marialuisa Taddia
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NewsNews focus: The colour of a client’s money
As the SRA renews its drive to clamp down on money laundering, law firms have been put on notice that they will need to show how they are complying with the rules – or face hefty sanctions.
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NewsSRA prepares for 'no deal' with QLTS changes
Exemptions to be offered for all foreign qualified lawyers but not on topic by topic basis.
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NewsSRA delays advent of the freelance solicitor for six months
Regulator will also impose digital badge requirement on all firms from November.
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OpinionTackling money laundering: making sure firms are doing their job
If we don’t successfully address the problem, the social, economic and security consequences can be devastating.
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NewsConveyancers 'too close' to developers, MPs claim
Select committee told that some developer-recommended solicitors failed to advise buyers of onerous lease terms.
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NewsLSB chief hints at tougher CPD requirements
Neil Buckley says legal profession has much to learn from medical sector in how lawyers show continuing competence.
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NewsRegulator defends ABS record fine for misleading letters
FindMyClaims.com’s £124,436 fine was equivalent to just 1% of annual turnover.
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NewsSolicitors warned to expect extension of price transparency rules
Iain Miller says most firms have only done the bare minimum to comply - which could spur the SRA to further action.
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NewsFirm fined record £124,000 for sending millions of misleading letters
SRA-regulated PPI specialist Findmyclaims says it has changed its marketing methods and quality controls.
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Solicitor fined after lending vulnerable client £27k at 60% interest
Richard Barca tells tribunal he was trying to help client who faced losing her home and livelihood.
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NewsNew firm taps soaring demand from lawyers for advice on regulatory maze
Bennett Briegal says instructions from lawyers have increased as rules become more complex.
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NewsLawyers drawing up NDAs could be breaking the law, MPs told
Academic tells select committee that some solicitors ‘out of kilter’ with professional duties.
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NewsJunior lawyers demand review of approval process amid SQE row
Legal Services Act should make room for an appeal process, says Junior Lawyers Division.