All Regulation and compliance articles – Page 76
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NewsCity giants to act as equality mentors for smaller firms
Scheme launched by SRA to offer support on how to improve equality and diversity in workplaces.
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NewsRegulators told to get a grip of diversity data after years of inaction
Legal Services Board set to play more prominent role in forcing regulators to increase their understanding.
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NewsOmbudsman reports big improvement - until Covid-19 came along
Annual report states that waiting times have come down for low and medium complexity cases.
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NewsBar watchdog targets sexual harassment
Regulator is investigating 15 complaints related to alleged sexual misconduct and inappropriate use of social media platforms.
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NewsBeware copying other professions to measure solicitors’ competence, regulators told
CPD arrangements coming under the microscope amid calls for greater scrutiny of solicitors.
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NewsWatchdog wants spot checks to test if lawyers are still competent
Legal Services Consumer Panel says clients take a ‘leap of faith’ about their lawyer’s ability.
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OpinionAML and the SRA: Time to root out the bad apples?
Is regularly visiting ‘high risk’ firms, and a random sample of others, to check compliance a sensible approach?
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NewsRebuked owner felt ‘deceived’ by consultant mishandling transactions
Emma Reese gave undertaking to bank not knowing her colleague was under investigation.
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FeatureLaw Society spotlight: Risk and compliance
How remote working has complicated your regulatory duties – and how the Law Society can help.
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NewsSIF extended: Claims lifeline for closed firms given one-year reprieve
SRA bows to pressure to extend the Solicitors Indemnity Fund.
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NewsNew AML reporting duty postponed
HMRC says government will amend UK regulations implementing the DAC 6 measure on cross-border transactions.
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NewsSRA closes high net worth client firm over dishonesty suspicion
Regulator intervenes into firm’s founder and principal, prompting immediate closure.
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News‘Out of control’ firm collapsed with £1.1m debts and £12k assets
Former law firm manager fined after he allowed disbursement from public funds to be retained.
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NewsVeteran solicitor fined for failing to warn clients of off-plan property risk
Senior partner of Merseyside firm accepted he had a duty to flag up obvious risks which came to his attention.
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NewsStarbucks toilet voyeur thrown out of profession
Facilities assistant agrees he should be prevented from working for any regulated law firm.
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NewsNews focus: Bakers tribunal - Testing the boundaries
While the protracted disciplinary case involving Baker McKenzie underlined the SRA’s commitment to prosecute alleged sexual misconduct, questions remain about sanctions
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NewsSRA assesses claims of sexual misconduct in 117 cases
Investigations follow surge in reporting over past six months.
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NewsSRA to step up technology role following challenge success
Regulation is no hard barrier to innovation, final reports on Legal Access Challenge conclude.
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OpinionShould the unregulated be brought inside the tent?
There are two sharply divided schools of thought in the profession.