All Regulation and compliance articles – Page 70
-
NewsEconomic crime levy to collect £100m a year
Law Society warns of 'further unjustified burden' on a sector already under strain.
-
-
NewsThousands of complaints piling up as Covid crisis emerges for LeO
Cases sitting in the pre-assessment stage have increased by 1,400 since April.
-
NewsCity giants to act as equality mentors for smaller firms
Scheme launched by SRA to offer support on how to improve equality and diversity in workplaces.
-
NewsRegulators told to get a grip of diversity data after years of inaction
Legal Services Board set to play more prominent role in forcing regulators to increase their understanding.
-
NewsOmbudsman reports big improvement - until Covid-19 came along
Annual report states that waiting times have come down for low and medium complexity cases.
-
NewsBar watchdog targets sexual harassment
Regulator is investigating 15 complaints related to alleged sexual misconduct and inappropriate use of social media platforms.
-
NewsBeware copying other professions to measure solicitors’ competence, regulators told
CPD arrangements coming under the microscope amid calls for greater scrutiny of solicitors.
-
NewsWatchdog wants spot checks to test if lawyers are still competent
Legal Services Consumer Panel says clients take a ‘leap of faith’ about their lawyer’s ability.
-
OpinionAML and the SRA: Time to root out the bad apples?
Is regularly visiting ‘high risk’ firms, and a random sample of others, to check compliance a sensible approach?
-
-
NewsRebuked owner felt ‘deceived’ by consultant mishandling transactions
Emma Reese gave undertaking to bank not knowing her colleague was under investigation.
-
FeatureLaw Society spotlight: Risk and compliance
How remote working has complicated your regulatory duties – and how the Law Society can help.
-
NewsSIF extended: Claims lifeline for closed firms given one-year reprieve
SRA bows to pressure to extend the Solicitors Indemnity Fund.
-
NewsNew AML reporting duty postponed
HMRC says government will amend UK regulations implementing the DAC 6 measure on cross-border transactions.
-
NewsSRA closes high net worth client firm over dishonesty suspicion
Regulator intervenes into firm’s founder and principal, prompting immediate closure.
-
News‘Out of control’ firm collapsed with £1.1m debts and £12k assets
Former law firm manager fined after he allowed disbursement from public funds to be retained.
-
NewsVeteran solicitor fined for failing to warn clients of off-plan property risk
Senior partner of Merseyside firm accepted he had a duty to flag up obvious risks which came to his attention.
-
NewsStarbucks toilet voyeur thrown out of profession
Facilities assistant agrees he should be prevented from working for any regulated law firm.
-
NewsNews focus: Bakers tribunal - Testing the boundaries
While the protracted disciplinary case involving Baker McKenzie underlined the SRA’s commitment to prosecute alleged sexual misconduct, questions remain about sanctions