All Regulation and compliance articles – Page 68
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NewsSolicitor in sham marriage TV sting loses strike-off appeal
High Court rules that tribunal had followed the correct process and came to the right conclusion.
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NewsStaff compensation claims reach £523k after firm’s closure
Sole director is one of those claiming for lost monies, as he goes on to run unregulated legal business.
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NewsSolicitor fined for high risk property deals
Partner failed to advise clients about 'obvious pitfalls' of off-plan developments.
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NewsMoJ confirms ‘no plans’ to review legal services regulation
Opponents of the current regime have lined up to attack it, but government seems set on Legal Services Act.
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NewsBaker's QC accuses SRA of 'moving the goalposts'
Firm's closing submissions warn of 'chilling effect' from any finding of misconduct.
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NewsRebuke for transferring client funds before sending bill
SRA says sanction reflects that there was no lasting or significant harm to clients.
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NewsVeteran solicitor fined for ‘innocent but misguided’ compliment
Remark made to colleagues referenced the ethnicity of members of a law firm.
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NewsBar Council furloughs 20% of workforce
Representative body expects ‘significant drop in income’ next year.
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NewsLegal training provider rapped over unsubstantiated ‘#1’ boast
Owner of course provided by City Law School made a number of claims it could not back up.
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NewsBaker McKenzie boss 'would have been suspended today', tribunal hears
Former HR chief said the situation was 'very hard to manage' with Gary Senior still in the office.
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FeatureFixed penalty notice for breach of lockdown: notifying the SRA
Ordinarily the regulator is not overly interested in fixed penalty notices. But these are not ordinary times.
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NewsLegal Choices site at risk as SRA tries to shake off ownership
SRA wants Legal Services Board to take over site, but that option appears to be a non-starter.
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News'Abdication of responsibility': Consumer watchdog attacks SRA's compensation fund cuts
Regulator accused of making decisions based on no evidence and ignoring consumers’ best interests.
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NewsSRA relaxes rules to ensure trainees qualify on time
Junior lawyers can apply to defer the professional skills course for 12 months because of coronavirus.
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NewsOnline fraudsters target lawyers working from home
Lawyers working in unfamiliar circumstances may be more prone to letting their guard drop.
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NewsEx-Coops boss fined £20,000 over Asons transfer
SRA decision is latest in a string of financial and regulatory issues connected to Bolton firm.
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OpinionTime for SRA to adopt 'can-do' attitude
Regulator could learn from the American Bar Association's response to the crisis.
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NewsOmbudsman promises flexibility over complaints during lockdown
Complaints handler says it has power to use discretion about how to treat under-pressure firms.