All Regulation and compliance articles – Page 62
-
Opinion
When does private conduct become of professional concern?
Such cases will grow in number as our public discourse heats up.
-
News
Law Society president to face full SDT hearing
Private prosecution brought by former client of Edwin Coe, the firm of Society president David Greene.
-
News
Court rejects as ‘not credible’ solicitor's account of handing documents to SRA
High-profile solicitor said she hand-delivered requested documents to the SRA’s headquarters in Birmingham.
-
News
SRA ordered to pay £27,000 over 'heavy handed' tribunal pursuit
Tribunal finds a number of allegations against solicitor were not properly brought.
-
News
Forces firm fined over £700k build-up of unpaid disbursements
Compliance failings continued over three years before they were discovered and reported to SRA.
-
News
Firm's training session uncovers £1m breach in accounting rules
National practice fined £16,000 for allowing client account to be used as a banking facility.
-
Opinion
For the SRA, transparency should begin at home
It is increasingly difficult to hold the Solicitors Regulation Authority to account for its decisions.
-
News
Tribunal entitled to ban solicitor despite ‘racist’ witness remarks
Judges say tribunal decision to strike off solicitor was rationally explained and based on all evidence.
-
News
SRA rules out Beckwith appeal but defiant on future prosecutions
Regulator stresses that case against City lawyer was properly brought despite court defeat.
-
Feature
Law Society spotlight: December Council meeting
The final Council meeting of 2020 took place on 9 December.
-
Opinion
Three predictions for 2021
With many of us still reeling from the last surprises of 2020, what better time to consider what next year might bring?
-
News
'Compelling case' for regulatory reform, competition watchdog claims
Requiring law firms to publish information on prices has so far made little impression on intensity of competition.
-
News
Small firms should not escape financial crime levy, SRA tells government
Charges should be based on risk profile, which means smaller practices would be liable.
-
News
Society ‘extremely concerned’ by BAME prosecution ratio
Chancery Lane says SRA needs to understand and fix the issues behind disproportionate representation.
-
News
SRA reveals £1m shortfall on five most expensive prosecutions
Regulator claimed more than £100,000 costs but was awarded far less by the tribunal.
-
Opinion
Time to answer the difficult questions on race
We continue to see overrepresentation of black, Asian and minority ethnic solicitors, and men, in concerns raised with the SRA and then investigated.
-
Opinion
Best law books of the year 2020
In a pandemic-hit year, a collection of Covid-19 poetry is one of David Pickup’s standout books of the year.
-
News
Super-regulator wants more money to 'galvanise' legal services
Legal Services Board says it can help 'reshape' sector to 'better meet the needs of society'.
-
News
Weinstein NDA hearing will be in private, tribunal confirms
Anonymity directions will remain in place until proceedings are concluded.
-
News
Five innovators first to play in the Lawtech Sandbox
Participants will have access to data and engagement with 11 regulators, including the SRA.