All Regulation and compliance articles – Page 6
-
OpinionStaying the course
Anna Bradley has been reappointed as SRA chair for another two years, after the regulator called off its search to fill the post.
-
NewsRestrictions imposed on former international firm employee over exam lie
Solicitors Regulation Authority finds it ‘undesirable’ for assistant accountant to be involved in a legal practice.
-
NewsSDT pays tribute to solicitor restored to roll 22 years after strike-off
Practitioner had been victim of ‘unrelenting’ domestic abuse at the time of her misconduct.
-
NewsSRA says higher levies on solicitors 'possible' to combat new risks
Regulator prepared to make ‘tough choices’ over its available resources.
-
NewsSRA works up thirst for transparency as hundreds hit with warnings
Regulator launches new voluntary code for comparison websites.
-
NewsSolicitor colleagues fined £30k over client care failings
Partner and solicitor at London firm both vowed to change working practices after SRA prosecutions.
-
NewsConfirmed: SRA wins approval for 270% comp fund increase
Firms will pay £2,220 into compensation fund next year compared to £600 in 2024.
-
NewsSDT dismisses allegations against City firm over AML checks
Tribunal rules that firm did not have to carry out enhanced due diligence.
-
NewsSRA plans will force firms into financial ruin, warns Law Society
Society says new fining powers do not have proper safeguards and monitoring.
-
NewsSRA lambasted by biggest local law society over fining power plans
Birmingham Law Society committee says there is no independence built into SRA proposals.
-
NewsAML super regulator finds legal sector lacking in effective supervision
No legal regulator fully effective in all areas of anti-money laundering supervision.
-
NewsCity solicitors say SRA fining powers plan may be unlawful
City of London Law Society says proposals appear to have been badly thought through.
-
NewsSRA halts search for new chair in push for stability
Anna Bradley had been due to leave this year but is staying on until 2026.
-
NewsFirms to be required to publish all price information online
CILEx Regulation receives approval from Legal Services Board to alter its requirements on firms.
-
-
NewsSRA 'failed to explain' roll anomaly to complainant
Senthuran Thirugnanasampanthar asked the regulator for clarification about whether a solicitor he had instructed in Singapore was on the roll.
-
NewsSRA faced £36,000 costs order over failed appeal
High Court dimissed the Solicitors Regulation Authority’s appeal against SDT’s findings and made a costs order.
-
NewsSRA rebukes solicitor who sent malicious text to his ex
Regulator concludes Newcastle solicitor has a low risk of re-offending.
-
NewsSolicitor who withheld disbursements from barristers struck off
Solicitors Disciplinary Tribunal says Manchester sole practitioner ‘flagrantly disregarded’ duties.
-
NewsHigh-profile solicitor fined after appearance on antisemitic TV show
Mohammed Akunjee made false statements about Mishcon de Reya but cleared of acting recklessly.