All Regulation and compliance articles – Page 49
-
NewsSDT blocks solicitor from returning 21 years after strike-off
Struck-off solicitor had since started his own legal business and advised on immigration and employment.
-
OpinionAvoiding the risks of arranging litigation loans
Recent coverage of clients feeling pressured into taking out loans has highlighted solicitors’ duties.
-
News‘Red alert’: agencies warn ‘enablers’ on sanctions evasion
Lawyers face sanctions if they help individuals hide assets, law enforcement says.
-
NewsClients given ‘no choice’ of barrister by solicitors
Bar Standards Board says regulatory reform may be needed if consumer interests are not being met.
-
NewsSolicitor fined for misleading court over barrister fee dispute
North west practitioner filed incorrect defence after counsel had taken court action over non-payment.
-
NewsCILEX bodies in public spat over regulatory overhaul
Representative body for legal executives wants the opportunity to delegate regulation elsewhere. But the current watchdog disagrees.
-
NewsSolicitor-judge struck off for skimming £300,000 from employers
Misconduct continued over 16 years and resulted in solicitor being sued by former firm.
-
NewsHacker uploaded Ward Hadaway documents after injunction, court hears
Top-100 firm blackmailed for up to $6m (£4.75m) in bitcoin after cyber attack in March.
-
NewsSolicitor fined for allowing £68,000 deposit payment to fraudster
West Yorkshire practitioner admitted he did not scrutinise transaction closely enough.
-
NewsSRA left with £20,000 bill after tribunal clears veteran solicitor of dishonesty
Tribunal says that regulator should have conducted a fuller review of key piece of prosecution evidence.
-
NewsSolicitor suspended over supercar failures
Practitioner failed to prevent his firm’s client account being used as a banking facility by a Saudi prince.
-
OpinionWhy is Raab so keen to hand the SRA extra powers?
New fining limit has been rushed through to make it look as if the government is acting on 'enablers'.
-
NewsRaab approves SRA fining powers increase to £25,000
'We’re freeing up the Solicitors Disciplinary Tribunal to focus on the most serious breaches, such as those involving Russian sanctions.’
-
NewsTribunal turns down solicitor’s plea to strike him off
Former partner said he preferred to be struck off than fined, but SDT says sanction must be proportionate.
-
NewsSolicitors angry over vulnerable clients left ‘wide open’ to unregulated market
Continuing calls for greater intervention in the market despite the LSB backing away from more rules.
-
NewsPhil Shiner pleads not guilty to fraud over Iraqi civilians claims
The 65-year-old, from Birmingham, appeared remotely at Westminster Magistrates’ Court today.
-
NewsFirm fined after wrongly saying it had proper AML risk assessment
SRA says sanction must create a ‘credible deterrent’ to the legal profession.
-
NewsSRA accused of selective accounting over indemnity fund plan
SIF shutdown is unnecessary and would breach regulator's statutory duty, Sole Practitioners Group hears.
-
NewsCriminal bar reassured over disciplinary proceedings risk
Hundreds of barristers expected to participate in first court walkout next week over government's legal aid reforms.
-
NewsSRA reveals number of open SLAPPs investigations
Regulator has written to all firms named in parliament as having facilitated drawn-out litigation.