All Regulation and compliance articles – Page 43
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NewsCashier who stole thousands from her firm is banned
Partners reported sleepless nights trying to deal with fallout from employee’s fraud.
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NewsSRA concerned solicitors abetting false asylum claims
Warning notice makes clear that solicitors must challenge clients trying to game the system.
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News'Unacceptable behaviour': ex-president severs ties with CILEX
Stephen Gowland, who is a non-executive member of the Legal Services Board and a tribunal judge, is furious that he was not updated about judicial mentoring scheme.
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Opinion'Snow White' in the style of Linklaters
When people are able to ask ChatGPT to give legal advice in the style of a particular law firm, we have big problems.
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NewsSolicitor charged by SRA over Covid vaccine letters
Regulator alleges that Yorkshire solicitor relied on professional standing and sent misleading letters.
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NewsRegulators defend 'counter-inclusive misconduct' statement
International Bar Association director tells diversity conference she has seen proliferation of charters but 'proof is in what then unfolds'.
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NewsSRA renews Capsticks contract for another three years
Two national firms appointed to advise regulator after competitive tender process.
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NewsSRA investigators worked on up to 40 cases at a time
Regulator commits to faster turnarounds as staff drafted in to reduce case handling delays.
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NewsPII research finds small firms clobbered by higher premiums
Smaller practices may be seen as higher risk and are victims of market structures.
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NewsBanned fee earner claiming SRA was 'hoodwinked' loses challenge
Law firm employee transferred husband’s funds to the wife when he acted as sole attorney.
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NewsBar chief: Only PC holders should be called 'barrister'
Nick Vineall KC suggests bar should align with solicitors' profession on using protected title.
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NewsAxiom Ince: SRA silent on when it knew about missing millions
Regulator should have requested details about Axiom Ince managers handling Plexus acquisition.
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NewsGovernment pledges to toughen insolvency regulation
Closer scrutiny of firms and plans on the table for a new redress scheme.
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NewsStrike-off for solicitors who helped unregistered barrister steal from clients
Solicitors at Edward Marshall provided SRA investigators with forged documents.
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NewsSolicitor who received personal client payments in cash struck off
East London practitioner used personal email address to hide work from his own firm.
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News‘Negligent and reckless’ solicitor fined over property transfers
SRA issues one of its highest fines to an individual since increasing its fining powers.
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NewsPractising fee to rise £21, Legal Services Board confirms
Oversight regulator approves individual and firm fees for 2023/24.
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OpinionTime to overhaul legal regulation - again?
Piecemeal changes and mission creep are undermining the 2007 ‘Clementi’ settlement to the point where a wider review is becoming necessary.
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News'Danger to the public': solicitor struck off over 'threatening' emails
Tribunal says tenor and language used in communications to client were inappropriate.