All Regulation and compliance articles – Page 33
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News
News focus: SIF, sanctions and SLAPPs - a busy week for the SRA
Changes to fining powers, new indemnity arrangements and another warning on SLAPPs – the SRA has rubber-stamped reforms that will have far-reaching implications for solicitors.
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News
Solicitor struck off for 'flagrant breach of trust' with elderly client
Sole practitioner’s claims she was acting as a friend were dismissed by the Solicitors Disciplinary Tribunal
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Tribunal slashes 'excessive' and 'disproportionate' SRA costs
Cost applications rebuffed in three judgments in eight days.
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'The plagues will fall on you': Solicitor who sent 'inappropriate' emails struck off
'You are one step closer to your grave,' practitioner told opposing barrister.
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Solicitor struck off for practising without firm’s knowledge
Experienced practitioner dispensed with formalities but denied dishonesty or attempting to mislead.
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News
SRA confirms new fining powers
Fixed penalty regime and ‘personal impact statements’ are among the new measures.
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Bar tells LSB to rethink 'wrong-headed' business plan
Bar Council once again accuses oversight regulator of over-reaching.
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News
Running indemnity fund won’t require a levy - or more staff, SRA chief says
Regulator confirms that it will not impose a SIF levy on the profession ‘in the near future’.
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Former solicitor Khan gets 'very last chance' to purge contempt
Judgment in relation to sanctions against Soophia Khan adjourned following psychiatric report.
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SLAPPs: Solicitors ignorant of reporting duties, SRA review finds
Law firm visits found senior lawyers handling reputation management cases were not aware of SRA guidance on abusive litigation.
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News
Barristers cannot frustrate disciplinary proceedings by renouncing status
Bar Tribunals & Adjudications Service sets out position in report on climate campaigner Timothy Crosland.
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LSB should focus on 'more pressing' areas than conveyancing
Oversight regulator told it needs to widen its focus on improving customer information.
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Solicitor struck off over false whiplash claim
Lawyer claimed he had been driving his car at the time of the accident and had been injured.
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Feature
Decisions and intervention
Decisions filed recently with the Law Society (which may be subject to appeal).
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News
SQE: Apprentices 'outperforming' other candidates
Solicitors Regulation Authority reveals pass rate data during National Apprenticeship Week.
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News
Divorce lawyer ghosted client and held on to £132,000
Solicitor offered no explanation for why the funds from settlement were not released.
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News
Focus on real-life not high concepts, consumer watchdog tells regulator
Panel says LSB devotes disproportionate time and resources to issues such as rule of law and professional ethics.
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News
Regulation expert to take helm of regulators' regulator
Alan Kershaw to replace Helen Philips, who is stepping down as LSB chair after five years.
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Feature
Decisions and interventions
Decisions filed recently with the Law Society (which may be subject to appeal).
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News
News focus: SRA gets tough on competence
The SRA is taking a more proactive approach to the assessment of continuing competence. Firms can expect a more onerous and intrusive process, and a knock at the door should they fall short.