All Regulation and compliance articles – Page 32
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News
Hospitals 'had no record' of Blavo & Co clients, SRA tells tribunal
Regulator accuses former legal aid boss of 'directing operations' in which documents were allegedly falsified.
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News
Barrister who defrauded his grandmother disbarred
Unregistered practitioner fraudlently transferred some £11,000 from his grandmother’s account.
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Feature
Decisions and interventions
Decisions filed recently with the Law Society (which may be subject to appeal).
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News
Soophia Khan sentenced to 12 months in prison for contempt
Judge says court has shown ‘considerable degree of indulgence’ to the once prominent solicitor.
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News
Sexting solicitor says he didn't see power imbalance with 18-year-old
Oliver Bretherton says colleague was a 'mature adult who wanted to be taking part'.
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News
Paralegal was unaware she was conducting unlawful litigation
Contempt application dismissed as court rules respondent did not know she was committing offence.
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News
Sacked solicitor duped investors into thinking he was still working
Tribunal strikes off solicitor after finding he took advantage of potential funders.
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Opinion
Letters roundup: 24 February 2023
Crypto protections, judging war crimes and sitting pretty in the library: your letters to the editor.
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News
Boss of legal aid giant to face SDT on false document charges
John Blavo will appear before tribunal more than seven years after his firm was shut down.
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News
SRA asks court for permission to destroy 765,000 files
Regulator says new retention policy will save around £120,000 a year.
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News
City director gave 18-year-old tasks 'relating to sexual gratification', tribunal told
SDT hears opening statements in case against solicitor facing multiple allegations of misconduct relating to three different women.
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News
City lawyer faces multiple sexual misconduct allegations
Former Gowling solicitor expected to deny charges at two-week tribunal hearing starting today.
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News
Firms told to change client care letters ahead of rule changes
Legal ombudsman looks set to reduce backlog through dismissing more complaints early.
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News
Barrister disbarred for misleading family court
Unregistered practitioner told judge he was a criminal barrister when he was not authorised to do so.
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Opinion
Risks and regulatory changes to look out for
Sanctions, AML compliance, SRA fining powers and a new enforcement strategy - the complexity of law firm risk mitigation and compliance is ever increasing.
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News
'Handsy' solicitor fined £30,000 for misconduct
Conduct 'significantly serious…but not so serious as to result in an order of suspension or strike off'.
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News
‘Handsy’ solicitor’s actions in club were sexual, tribunal finds
Practitioner declined to give evidence as he had 'imperfect recollection' of what happened at event.
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News
SRA shuts down City of London firm with 30 lawyers
Regulator cites protection of client interests for intervention into firm and its founder.
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News
Solicitor who felt 'victimised' by tribunal has appeal dismissed
Mrs Justice Collins Rice finds that the SDT was neither ‘wrong in law [nor] made unsupported findings’.