All Regulation and compliance articles – Page 29
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OpinionPost Office: time for the Law Society to step up
Our credibility as solicitors is tarnished. Chancery Lane must take a much greater role in supporting and enforcing ethical standards.
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NewsVeteran solicitor fined for using client account as bank
Regulator says firm owner’s breaches had the potential to cause significant harm - though none occurred.
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NewsNew chief executive for Legal Services Board
Craig Westwood is currently director of policy and comms at the Electoral Commission.
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NewsBar watchdog handed extra powers
BSB will be able to impose interim curbs on a barrister’s freedom to practise where misconduct has been found.
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NewsSRA fines firm £121k after wrong amounts paid to beneficiaries
Norfolk firm failed to rectify client account shortage for eight years.
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NewsCourt approves sale of properties linked to Axiom Ince boss
Administrators have also secured a bankruptcy order against Pragnesh Modhwadia.
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NewsSRA waives £63k fine to protect creditors of collapsed firm
North-west firm submitted 100,000 claims in 18 months but did not do necessary checks.
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NewsDrop CILEX plan and focus on your core duties, Society chief tells SRA
Chancery Lane chief executive says council members would need to approve changes to allow regulatory takeover.
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NewsFirms to face new demands to raze 'wall of silence' on complaints
LSB says there needs to be ‘step-change improvement’ in complaint handling to ensure firms deal with them effectively, efficiently and fairly.
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OpinionBar watchdog should have let sleeping lawyer lie
Judges get a quiet word, while an unfortunate barrister was exposed to public ridicule.
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NewsJunior lawyers threaten to escalate SQE results fiasco to LSB
Junior Lawyers Division expects to see changes implemented ahead of next exam sitting and says £250 'goodwill payment' not enough.
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NewsLetters roundup: 10 May 2024
Holding insurers to account and the Bar watchdog's performance: your letters to the editor.
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NewsCalls grow in parliament to extend SRA’s unlimited fining powers
House of Lords committee also suggests allowing the regulator to probe the actions of private investigators.
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NewsLaw Society mulls ‘legal aid’ for solicitors hauled before SDT
Council votes to establish committee that will consider how to ensure ‘equality of arms’ at tribunal.
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NewsCity firm and former partner charged by SRA over events from 2015
Candey plans to contest charges over sources of funds and says it has acted 'entirely properly'.
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NewsOsborne Clarke first to face SLAPP referral to tribunal
International firm says it disagrees with the basis and reasoning for the referral by the SRA.
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NewsEmployee forged signature after feeling ‘pressured’ by client
SRA says conveyancing assistant acted dishonestly when put under pressure to complete purchase.
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NewsSolicitor fined over late payment of invoice
Solicitors Regulation Authority said the lawyer had shown ‘little [or] no insight into his conduct’.
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NewsSpecialist regulator raises red flag over SRA takeover plan
CILEx Regulation raises concerns over scope, cost and continuing professional development in consultation response.
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NewsChalk: ‘growing case’ for review of Legal Services Act
Lord chancellor responds to concerns raised by House of Commons Justice Select Committee.