All Regulation and compliance articles – Page 27
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OpinionConsumer-facing legal AI needs regulation now
Products like ChatGPT can appear an attractive and credible 'front door' to the justice system - until they get it wrong.
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NewsFirm fined £20,000 for inadvertently aiding conveyancing fraud
SRA accepted conduct was not reckless and that the £111,000 paid out had been remedied.
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OpinionSRA’s crippling money laundering crackdown feels harsh
The profession can’t be seen to overlook money laundering breaches, but is this the right way?
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NewsSRA seized closed firm’s cash to cover its costs
Liquidators considered legal action against Solicitors Regulation Authority but decided it was too expensive.
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NewsSDT dismisses case against Dentons as SRA left with massive costs bill
All allegations are found not proved following a six-day hearing over ‘insufficient checks’ on former client.
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NewsSRA investigating why SSB clients are facing huge legal bills
Regulator looking at wider issues around insurance protection for no win no fee claimants.
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NewsEmployer acting improperly? SRA publishes in-house guidance
Reporting concerns about wrongdoing and handling internal investigations covered in draft resources.
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NewsApathy and ignorance around legal ethics 'root causes' of misconduct
Academic says whole attitude to ethics in the profession has to change.
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NewsEx-solicitor Blacker banned after inquiry into his advice charity
Charity Commission acts to prevent Alan Blacker acting as a trustee for 15 years.
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NewsRevealed: Fines mount up as SRA cracks down on AML breaches
Severity and frequency of fines has risken starkly in the last six months, new analysis shows.
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NewsSolicitor who cut corners on witness signatures is struck off
Tribunal urges newly-qualified solicitors to exercise caution before professing to be an expert.
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NewsSRA has 'lost sight of context' on prosecution, Dentons tells tribunal
Firm says it did not breach anti-money laundering guidance or rules that were in place 10 years ago.
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NewsLegal secretary barred over county lines drug conviction
Employee had driven her former boyfriend to facilitate his drug dealing on at least four occasions.
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NewsNDA campaigners say case for reform now ‘overwhelming’
Call comes after damning report into non-disclosure agreements by the LSB.
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NewsDrunk law firm employee punched steward at FA Cup match
SRA says rebuke was sufficient punishment for administrator who admitted assault and showed insight and remorse.
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NewsThree-partner firm slapped with £23k fine for AML oversights
SRA found no evidence of harm but said failures to carry out risk assessments went on too long.
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NewsLSB reveals initial budget estimate for Axiom Ince review
Northern Ireland firm is engaged in reviewing the SRA’s response to last year's collapse.