All Regulation and compliance articles – Page 19
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NewsEx-Freshfields partner suspended for touching colleague in taxi
Nicholas Williams, who resigned from the magic circle firm when the events came to light, got drunk at Christmas party.
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NewsProbate solicitors lack supervision and relevant training, finds SRA
Just nine out of 30 sample files showed evidence of supervision.
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NewsProperty lawyer struck off after backdating letter
Martin Smith returned from Christmas and new year to find he had failed to send document.
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NewsRegulator cranks up AML clampdown with six fines in three days
Total levied in fines on the profession for AML breaches passes £600,000 this year.
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NewsProudman's 'boys club' tweet not misconduct, bar tribunal rules
Judiciary is ‘far more robust’ than to have been gravely damaged by family barrister's 'unpleasant' tweets, tribunal chair rules.
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NewsVeteran wills solicitor rebuked over client’s £22,000 gift
SRA says solicitor of 45 years did not intentionally breach rules and made no financial gain.
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NewsBarrister who pressured defendant and was affected by alcohol is suspended
Disciplinary tribunal also found barrister, representing the CPS, had appeared in court while under the influence of alcohol.
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NewsSolicitor struck off over unverified legal aid claims
SDT says east London sole practitioner showed ‘total disregard’ for solicitor rules.
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NewsLawyer ethics top of the agenda for 2025, says regulation chief
Legal Services Board chair says issue of legal ethics ‘clearly needs significant attention’.
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NewsSolicitor did not mislead over drink-drive convictions, SDT rules
SRA referred practitioner to tribunal over declaration following convictions for excess alcohol and driving without due care and attention.
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NewsFirm chief allowed client account funds to be spent on jewellery
SRA sanctions Anthony Kerman for pattern of misconduct before business was sold to US firm Armstrong Teasdale.
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NewsShiner sentencing delayed by a week
No reason given for the vacated sentencing date following legal aid fraud conviction.
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NewsNew rights needed to protect humanity from AI – master of the rolls
Sir Geoffrey Vos says existing forms of domestic, EU or international regulation are ‘probably not competent to prevent AI being used inappropriately’.
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NewsDivorce solicitor struck off for forging client signature
Surrey solicitor believed she was helping her emotionally distressed client.
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OpinionEmbattled and error-prone SRA needs a total reset
Regulation gone wrong: the watchdog needs to revert to doing what it is supposed to do.
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NewsCourt cancels intervention into solicitor duped by fraudster
Veteran solicitor had been looking to sell his firm but was taken in by convicted former barrister.
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NewsBar chiefs leaving regulator following restructure
Bar Standards Board announces restructuring that will see legal and enforcement split into two departments.
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NewsFormer SRA director calls on Philip or Bradley to go
If the chair and/or chief executive will not quit, the non-executive directors should resign, respected sector figure says.
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NewsSolicitor wins appeal against SRA’s harsh rebuke
SRA spends £16,000 unsuccessfully defending adjudicator’s decision over letter to former client.
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OpinionMore regulation is no longer the answer
The more that someone is regulated, the less responsibility that person takes for decisions, on the basis that what is not against the rules can be done.