All Regulation and compliance articles – Page 18
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NewsCompetition watchdog unveils guidance for unregulated legal providers
Competition and Markets Authority says businesses providing will-writing and online divorce should not make misleading comparisons with solicitors.
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OpinionBar watchdog in the red
Bar Standards Board accepts performance review findings and vows to raise its game.
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NewsSRA seeks to protect client anonymity at SDT
There is a public interest in maintaining legal professional privilege at the expense of open justice, counsel for regulator tells the High Court.
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NewsSQE results fiasco: £250 'goodwill payment' on its way
Regulator says payment not in lieu of compensation and candidates will be reimbursed for losses incurred.
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NewsSRA opts against fining solicitor for drink-drive conviction
Elements of case had similar features to one which resulted in a £14,000 fine.
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NewsSRA appeals over costs of failed prosecution
Solicitors Regulation Authority, appealing against £74,950 costs order by Solicitors Disciplinary Tribunal, claim 20% of costs were not validly claimed.
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FeatureDecisions and interventions
Decisions filed recently with the Law Society (which may be subject to appeal).
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NewsSRA to update SLAPPs guidance following file review
Law firms need 'checks and balances' when instructing third parties such as PR firms and private investigators, regulator says.
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NewsSolicitor misled clients as case ‘spiralled away’ from him
Veteran practitioner left his firm immediately after telling clients their claim was defunct.
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NewsSQE marking fiasco: training contract warning for 'fast-rescinding' employers
City of London Law Society training committee says impact on candidates wrongly told they failed Solicitors Qualifying Examination will be significant.
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NewsSQE marking fiasco: 175 candidates wrongly told they failed exam
Solicitors Regulation Authority 'really disappointed' and conducting review with assessment provider Kaplan.
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NewsBookkeeper’s bid to lift restriction fails in the SDT
Applicant argued he was not given a fair hearing by the SRA adjudicator.
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News'CILEX is not a representative body', members told at SGM
President tells members they cannot influence how and by whom they are regulated and governed.
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NewsSRA to be probed over SSB collapse
Legal Services Board broadens scope of inquiry into failure of Axiom Ince.
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NewsSRA in hunt for new chair
Recruitment begins for outgoing chair Anna Bradley's replacement at the regulator.
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NewsMind your social media manners, dissenting CILEX members warned
Chief executive tells members code of conduct applies to them 24 hours a day, seven days a week.
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NewsLondon firm fined £15k for failing to train staff in AML
SRA concedes no harm was caused but says firm breached regulations for too long.
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NewsFirm fined £17,000 over AML breaches
Latest sanction brings the total of AML fines imposed by the Solicitors Regulation Authority to more than £300,000.
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NewsBan for solicitor over 'shambolic' JR proceedings
Disciplinary action taken against owner of Southampton law firm following a referral by the High Court.