All Regulation and compliance articles – Page 17
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OpinionHuge fines show SRA is misusing its powers
The regulator has radically increased its powers since its creation in 2007, with no corresponding increase in accountability.
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NewsSRA remains 'interested' in regulating legal executives
Regulator admits further work needs to be done but stays silent on compensation fund assurances sought by CILEX.
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NewsSRA writes to 1,000 firms over financial sanctions risk
Solicitors thought to be targets for individuals trying to avoid UK sanctions regime.
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NewsNew solicitor who borrowed £630,000 from clients is struck off
Junior lawyer also backdated a document and took referral fees for passing clients to lender.
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NewsEnglish language requirements for foreign lawyers 'overly restrictive'
Solicitors Regulation Authority proposes no longer accepting a degree taught in English as evidence of proficiency.
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NewsSolicitor who asked client to retract complaint fined £750
Clients had contacted SRA after lawyer acted for them despite prospect of a negligence claim.
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OpinionDouble jeopardy: SRA's £14k drink-drive fine is unfair
Such draconian sanctions may even stop others from self-reporting.
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NewsSRA chiefs set to be grilled over Axiom Ince supervision
Legal Services Board says it will demand all documents relating to SRA activity in the lead-up to intervention.
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NewsLiverpool firm shut over suspected dishonesty of veteran boss
Abensons Law Limited was founded in 1974 and practised in private client law.
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NewsSolicitor handed record £13,836 SRA fine for drink-drive offence
Regulator continues to use new powers to link financial penalties to solicitors’ income.
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NewsSolicitor jailed for jury internet search suspended for eight years
Former Irwin Mitchell associate was ‘mortified’ by her momentary mistake which led to an aborted trial.
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NewsHefty fine for law firm owner who relied on 2003 AML manual
Compliance officer fined £14,100 for breaching regulations for ‘longer than was reasonable’.
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NewsSRA imposes near maximum fine for breaching AML rules
Ilford firm failed to check source of payments or background of client’s financial adviser.
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NewsEx-Dentons associate banned after touching colleague at work event
Colleague felt 'vulnerable, uncomfortable and distressed' by sexual touching.
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NewsCILEX seeks SRA assurance over Axiom Ince compensation bill
Representative body says press coverage of collapsed law firm contributed to negative responses on regulator switch.
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NewsSuper-regulator chief set to leave before Axiom Ince review is complete
Matthew Hill will move to Chartered Insurance Institute after five years in legal regulation.
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