All Regulation and compliance articles – Page 17
-
NewsFirms to face new demands to raze 'wall of silence' on complaints
LSB says there needs to be ‘step-change improvement’ in complaint handling to ensure firms deal with them effectively, efficiently and fairly.
-
OpinionBar watchdog should have let sleeping lawyer lie
Judges get a quiet word, while an unfortunate barrister was exposed to public ridicule.
-
NewsJunior lawyers threaten to escalate SQE results fiasco to LSB
Junior Lawyers Division expects to see changes implemented ahead of next exam sitting and says £250 'goodwill payment' not enough.
-
NewsLetters roundup: 10 May 2024
Holding insurers to account and the Bar watchdog's performance: your letters to the editor.
-
NewsCalls grow in parliament to extend SRA’s unlimited fining powers
House of Lords committee also suggests allowing the regulator to probe the actions of private investigators.
-
NewsLaw Society mulls ‘legal aid’ for solicitors hauled before SDT
Council votes to establish committee that will consider how to ensure ‘equality of arms’ at tribunal.
-
NewsCity firm and former partner charged by SRA over events from 2015
Candey plans to contest charges over sources of funds and says it has acted 'entirely properly'.
-
NewsOsborne Clarke first to face SLAPP referral to tribunal
International firm says it disagrees with the basis and reasoning for the referral by the SRA.
-
NewsEmployee forged signature after feeling ‘pressured’ by client
SRA says conveyancing assistant acted dishonestly when put under pressure to complete purchase.
-
NewsSolicitor fined over late payment of invoice
Solicitors Regulation Authority said the lawyer had shown ‘little [or] no insight into his conduct’.
-
NewsSpecialist regulator raises red flag over SRA takeover plan
CILEx Regulation raises concerns over scope, cost and continuing professional development in consultation response.
-
NewsChalk: ‘growing case’ for review of Legal Services Act
Lord chancellor responds to concerns raised by House of Commons Justice Select Committee.
-
NewsMemory lane
Regulation reform rejected and a conveyancing monopoly: a stroll down Gazette memory lane.
-
NewsTwo SLAPP cases bound for SDT
SRA chief executive tells peers that, of 71 investigations into alleged strategic litigation against public participation, 48 ‘remain live’.
-
NewsIn depth: SFO chief on his vision for the enforcement body
After unveiling the SFO’s five-year strategy, director Nick Ephgrave spoke to the Gazette about how the agency intends to harness technology to improve disclosure. He also wants the agency to be ‘career-enhancing’ for its lawyers.
-
NewsSRA warns of ‘improper practices’ in mass claims sector
Warning notice and guidance follows discussions with financial services regulators.
-
NewsIndependent BSB? That's for us to decide, Bar Council tells MPs
Justice committee raised suggestion of formal separation of representative and regulatory arms of the bar in a letter to the lord chancellor.
-
News‘Public access barrister’ practised while suspended
Bar Standards Board says disbarment shows ‘seriousness of misconduct as well as repeated nature of failures to comply with regulatory obligations’.
-
NewsSRA fines sole practitioner £5,000 over accounts failings
Solicitors Regulation Authority says the 'recurring issues…over a significant period of time' had the 'potential to cause harm to the firm’s clients'.
-
NewsOversight regulator promises ‘pro-innovation’ approach to AI
'We are applying an AI lens across the breadth of our work', Legal Services Board tells ministers.