All Regulation and compliance articles – Page 16
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NewsMemory lane
A City SRA warning, a launch date for HIPs and the opening of the SDT to the public: a stroll down Gazette memory lane.
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OpinionAttitude problems
How can a regulator tell lawyers how to be good citizens as well as good lawyers? It that even a regulator’s job?
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NewsSRA scores top marks from super regulator
Solicitors’ regulator gets a double ‘green’ rating for sufficiency - though assessment period misses the Axiom Ince debacle.
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NewsSuspension for direct access barrister who mishandled client money
Wayne Lewis, a former senior Crown prosecutor, also misled the legal ombudsman about repaying £14,000 to a former client.
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NewsThird time lucky? Legal executives demand vote on SRA switch
Former CILEX president submits fresh notice for special general meeting - but CILEX says members cannot vote on regulatory delegation.
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NewsSolicitor who told client to pay him directly avoids SDT
SRA states that misconduct was 'not so serious' that a sanction by the tribunal was necessary.
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NewsIn Focus: 'Mildly ridiculous' - LSB chief’s candid verdict on the state of legal regulation
Amid mounting public outrage over the Post Office scandal, Legal Services Board chief Matthew Hill has delivered an outspoken valedictory message on the current state of legal regulation.
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OpinionLetters roundup: 9 February 2024
ICJ ruling analysis and reputation risk: your letters to the editor.
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NewsSRA to cap fees on financial services claims
Regulator overrides argument that replicating the FCA's limits would stifle competition.
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NewsSolicitor at Mail sting firm suspended by the SRA
Regulator cites suspected dishonesty for intervening into solicitor of 18 years.
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NewsFailure to stamp out rogue behaviour ‘starting to look ridiculous’ - LSB chief
Outgoing Legal Services Board boss rubbishes ‘few bad apples’ claim, in outspoken plea for more 'strategic' regulation.
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NewsParalegal sanctioned for deceiving City firm over qualification
Pinsent Masons staff member pretended she was due to qualify as a solicitor for over a year.
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OpinionLetters roundup: 2 February 2024
SRA as judge, jury and executioner and time for an in-house charter: your letters to the editor.
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News'Your research on regulating legal executives is flawed,' Law Society tells SRA
Chancery Lane also warns that the Law Society's governing council will be required to vote in favour of the switch.
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NewsManager paid herself £1,450 for office tea and coffee
Employee of more than 30 years was trusted to handle firm’s expenses.
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NewsFuture of compensation fund in question as SRA begins consumer review
Bolstering or maintaining consumer protections might not be in the public interest, chief executive says.
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NewsSRA probes Post Office lawyers over ‘intimidating’ offer letters
Letters marked ‘without prejudice’ and with confidentiality clauses were sent to victims during negotiations over compensation.
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NewsEx-SSB client living in fear over £38,000 costs demand
SRA investigating as former clients of Sheffield firm receive payment notices over cavity wall claims.