All Regulation and compliance articles – Page 14
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NewsBogus asylum claims: most firms have 'robust' client vetting systems, SRA probe finds
One in 10 clients turned away by firms offering immigration and asylum services, thematic review reveals.
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NewsOmbudsman misses key targets but happy with progress
Complaints handler also reveals area of law that attracts the most consumer grievances.
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NewsLegal regulators at loggerheads, ‘hostile’ exchanges show
Relations between the Bar Standards Board and the oversight regulator 'worsening by the day'.
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NewsSRA confirms hikes in compensation fund levies
Fund reserves will be restored over the next three years after costly interventions.
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NewsManaging partner diverted pension contributions to prop up firm
Regulator investigated south-west firm after complaints from four members of staff.
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NewsFirm owner who admitted ‘winging it’ struck off the roll
Inexperienced director used client money to prevent firm’s debt tipping over limit.
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NewsFirm director rebuked over conviction for assaulting neighbour
SRA accepts incident over late night music volume was an isolated incident.
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NewsCILEX and SRA enter final stages of regulatory takeover plan
CILEX board decides regulatory redelegation remains in the public interest - but final decision will be made in October.
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NewsSRA not to appeal dismissal of money laundering case
High Court had thrown out regulator's appeal against SDT ruling.
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NewsSRA shuts down London firm after three fines in two years
Regulator says owner failed to comply with the code of conduct and insurance rules.
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NewsFirm fined £10,700 for over-charging from damages
Firm charged 35% on at least 26 client files when DBA regulations limit deductions to 25%.
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NewsSRA challenges Dentons tribunal ruling
SDT decision in money laundering compliance case left regulator with hefty costs bill.
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OpinionThe government is chasing growth, with implications for law and regulation
Chancellor Rachel Reeves has announced the biggest change for the stock exchange in more than 30 years.
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NewsSRA ban on police station representative who made offensive comments
Regulator says non-solicitor was working in the name of solicitors so expected to act with high ethical standards.
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NewsFirm fined £36,000 for allowing more than $4m to be paid into client account
London-based practice self-reported to the Solicitors Regulation Authority over the ‘isolated incident’.
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NewsTrainee who blew whistle to SRA awarded £36,000 for unfair dismissal
Employment tribunal judge said whistleblower ‘genuinely believed…it was in public interest for the firm to be held accountable'.
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OpinionCalled to account
Election purdah and the nascent holiday season have muted the news klaxon somewhat. So the reprise of a couple of golden oldies is welcome.
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NewsCriminal bar firebrand Sidhu stops practising
Jo Sidhu KC, chair of the Criminal Bar Association in 2022, no longer appears on the barristers register, regulator confirms.
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NewsAxiom Ince: super-regulator still not ready to report
Publication 'as soon as due process has been completed', Legal Services Board says.