All Regulation and compliance articles – Page 12
-
NewsParalegal barred after cheating on training contract assessment
Candidate accessed model answers and the mark scheme ahead of her test day.
-
NewsSRA defends lack of action in warlord ‘SLAPP’ case
'Robust legislative solution' is needed, regulator says in letter to former chair of House of Lords committee.
-
NewsThree firms sanctioned in latest AML crackdown
SRA fines two firms while another agrees to pay a financial penalty for non-compliance.
-
News'Hu She': office nicknames cost veteran solicitor £31,000
In-house practitioner accepted that emails sent to colleagues were offensive and unprofessional.
-
-
NewsSolicitor struck off for faking client letters and misleading SRA
Sussex practitioner struck off after dishonest attempts to avoid regulatory sanction.
-
NewsFormer criminal bar chair Sidhu disbarred for sexual misconduct
'Serious sexual misconduct in this case was overwhelmingly likely to have caused long term harm,' tribunal hears.
-
NewsSolicitor endures six-year delay in billing misconduct case
Former Addleshaw Goddard partner admitted to misguided attempt at internal ‘housekeeping’.
-
OpinionWhy it’s time to scrap the Legal Services Board
Sweeping away the LSB given its lack of both impact and credibility would be in the public interest. The board is a burden but offers no benefit.
-
OpinionGlass houses
Last week I noted that the Law Society’s benchmarking survey was awkwardly timed, finding as it did that client interest is turbocharging practice profits.
-
NewsSRA doubles response time to complaints as reports surge
Automated response from regulator's assessment team states that complainants can expect to wait 50 to 55 working days to be contacted.
-
NewsRegulator urged to support junior GCs
In-house conference hears concerns for newly-qualifieds quickly promoted to senior positions for the wrong reasons.
-
OpinionLetters roundup
Branded a liar by the SRA, an AML juggernaut creating mayhem and asking the question: 'are lawyers needed?' Your letters to the editor.
-
OpinionNo more ‘free money’?
Might the prospect of tipping dozens of law firms into financial trouble deter the SRA from imposing a ban on pocketing interest on client money?
-
NewsSRA overturns Dentons acquittal in AML case
International firm will face the Solicitors Disciplinary Tribunal again as High Court quashes SDT’s decision.
-
NewsSRA chief: 'My decision to quit has nothing to do with Axiom Ince'
Chief executive tells journalists he had been planning retirement 'for quite a number of years'.
-
NewsCity watchdog acts to thwart motor claims bonanza
Supreme Court ruling will pave the way for FCA-led compensation payouts, cutting out lawyers.
-
NewsSolicitor cannot claim victimisation for firm’s report to SRA
Employment tribunal rules that firm’s report to regulator was privileged and immune from legal action.
-
NewsHigh profile solicitor to quit UK after SRA fine
Legal commentator Kerry Underwood hits out at ‘frankly oppressive’ AML regime after agreeing to pay financial penalty.
-
NewsKershaw conundrum
LSB chair Alan Kershaw, who still had more than half of his four-year term to serve, steps down with immediate effect.